Nonparametric Hierarchical Clustering of Functional Data

In this paper, we deal with the problem of curves clustering. We propose a nonparametric method which partitions the curves into clusters and discretizes the dimensions of the curve points into intervals. The cross-product of these partitions forms a data-grid which is obtained using a Bayesian model selection approach while making no assumptions regarding the curves. Finally, a post-processing technique, aiming at reducing the number of clusters in order to improve the interpretability of the clustering, is proposed. It consists in optimally merging the clusters step by step, which corresponds to an agglomerative hierarchical classification whose dissimilarity measure is the variation of the criterion. Interestingly this measure is none other than the sum of the Kullback-Leibler divergences between clusters distributions before and after the merges. The practical interest of the approach for functional data exploratory analysis is presented and compared with an alternative approach on an artificial and a real world data set

Exterior and interior metrics with quadrupole moment

We present the Ernst potential and the line element of an exact solution of Einstein's vacuum field equations that contains as arbitrary parameters the total mass, the angular momentum, and the quadrupole moment of a rotating mass distribution. We show that in the limiting case of slowly rotating and slightly deformed configuration, there exists a coordinate transformation that relates the exact solution with the approximate Hartle solution. It is shown that this approximate solution can be smoothly matched with an interior perfect fluid solution with physically reasonable properties. This opens the possibility of considering the quadrupole moment as an additional physical degree of freedom that could be used to search for a realistic exact solution, representing both the interior and exterior gravitational field generated by a self-gravitating axisymmetric distribution of mass of perfect fluid in stationary rotation.Comment: Latex, 15 pages, 3 figures, final versio

Observing the Earth as an exoplanet with LOUPE, the Lunar Observatory for Unresolved Polarimetry of Earth

The detections of small, rocky exoplanets have surged in recent years and will likely continue to do so. To know whether a rocky exoplanet is habitable, we have to characterise its atmosphere and surface. A promising characterisation method for rocky exoplanets is direct detection using spectropolarimetry. This method will be based on single pixel signals, because spatially resolving exoplanets is impossible with current and near-future instruments. Well-tested retrieval algorithms are essential to interpret these single pixel signals in terms of atmospheric composition, cloud and surface coverage. Observations of Earth itself provide the obvious benchmark data for testing such algorithms. The observations should provide signals that are integrated over the Earth's disk, that capture day and night variations, and all phase angles. The Moon is a unique platform from where the Earth can be observed as an exoplanet, undisturbed, all of the time. Here, we present LOUPE, the Lunar Observatory for Unresolved Polarimetry of Earth, a small and robust spectropolarimeter to observe our Earth as an exoplanet.Comment: 14 pages, 3 figures, submitted in special Issue of Planetary and Space Science on Scientific Preparations for Lunar Exploratio

Theory of Multiphonon Excitation in Heavy-Ion Collisions

We study the effects of channel coupling in the excitation dynamics of giant resonances in relativistic heavy ions collisions. For this purpose, we use a semiclassical approximation to the Coupled-Channels problem and separate the Coulomb and the nuclear parts of the coupling into their main multipole components. In order to assess the importance of multi-step processes, we neglect the resonance widths and solve the set of coupled equations exactly. Finite widths are then considered. In this case, we handle the coupling of the ground state with the dominant Giant Dipole Resonance exactly and study the excitation of the remaining resonances within the Coupled-Channels Born Approximation. A comparison with recent experimental data is made.Comment: 29 pages, 7 Postscript figures available upon reques

Quasicondensate and superfluid fraction in the 2D charged-boson gas at finite temperature

The Bogoliubov - de Gennes equations are solved for the Coulomb Bose gas describing a fluid of charged bosons at finite temperature. The approach is applicable in the weak coupling regime and the extent of its quantitative usefulness is tested in the three-dimensional fluid, for which diffusion Monte Carlo data are available on the condensate fraction at zero temperature. The one-body density matrix is then evaluated by the same approach for the two-dimensional fluid with e^2/r interactions, to demonstrate the presence of a quasi-condensate from its power-law decay with increasing distance and to evaluate the superfluid fraction as a function of temperature at weak coupling.Comment: 9 pages, 2 figure

Micro-evolutionary diversification among Indian Ocean parrots: temporal and spatial changes in phylogenetic diversity as a consequence of extinction and invasion

Almost 90% of global bird extinctions have occurred on islands. The loss of endemic spe- cies from island systems can dramatically alter evolutionary trajectories of insular species biodiversity, resulting in a loss of evolutionary diversity important for species adaptation to changing environments. The Western Indian Ocean islands have been the scene of evolution for a large number of endemic parrots. Since their discovery in the 16th cen- tury, many of these parrots have become extinct or have declined in numbers. Alongside the extinction of species, a number of the Indian Ocean islands have experienced coloni- zation by highly invasive parrots, such as the Ring-necked Parakeet Psittacula krameri. Such extinctions and invasions can, on an evolutionary timescale, drive changes in spe- cies composition, genetic diversity and turnover in phylogenetic diversity, all of which can have important impacts on species potential for adaptation to changing environmen- tal and climatic conditions. Using mtDNA cytochrome b data, we resolve the taxonomic placement of three extinct Indian Ocean parrots: the Rodrigues Psittacula exsul, Sey- chelles Psittacula wardi and Reunion Parakeets Psittacula eques. This case study quantifies how the extinction of these species has resulted in lost historical endemic phylogenetic diversity and reduced levels of species richness, and illustrates how it is being replaced by non-endemic invasive forms such as the Ring-necked Parakeet. Finally, we use our phylogenetic framework to identify and recommend a number of phylogenetically appro- priate ecological replacements for the extinct parrots. Such replacements may be intro- duced once invasive forms have been cleared, to rejuvenate ecosystem function and restore lost phylogenetic diversity

Coherence Time Effects on J/psi Production and Suppression in Relativistic Heavy Ion Collisions

Using a coherence time extracted from high precision proton-nucleus Drell-Yan measurements and a nuclear absorption cross section extracted from pA charmonium production experiments, we study J/psi production and absorption in nucleus-nucleus collisions. We find that coherence time effects are large enough to affect the measured J/psi-to-Drell-Yan ratio. The S+U data at 200A GeV/c measured by NA38 are reproduced quantitatively without the introduction of any new parameters. However, when compared with recent NA50 measurements for Pb+Pb at 158A GeV/c, the data is not reproduced in trend or in magnitude.Comment: 8 pages, 2 figure

Neutralino-Nucleon Cross Section and Charge and Colour Breaking Constraints

We compute the neutralino-nucleon cross section in several supersymmetric scenarios, taking into account all kind of constraints. In particular, the constraints that the absence of dangerous charge and colour breaking minima imposes on the parameter space are studied in detail. In addition, the most recent experimental constraints, such as the lower bound on the Higgs mass, the $b\to s\gamma$ branching ratio, and the muon $g-2$ are considered. The astrophysical bounds on the dark matter density are also imposed on the theoretical computation of the relic neutralino density, assuming thermal production. This computation is relevant for the theoretical analysis of the direct detection of dark matter in current experiments. We consider first the supergravity scenario with universal soft terms and GUT scale. In this scenario the charge and colour breaking constraints turn out to be quite important, and \tan\beta\lsim 20 is forbidden. Larger values of $\tan\beta$ can also be forbidden, depending on the value of the trilinear parameter $A$. Finally, we study supergravity scenarios with an intermediate scale, and also with non-universal scalar and gaugino masses where the cross section can be very large.Comment: Final version to appear in JHE

Weighting Key Performance Indicators of Smart Local Energy Systems: A Discrete Choice Experiment

The development of Smart Local Energy Systems (SLES) in the UK is part of the energy transition tackling the energy trilemma and contributing to achieving the Sustainable Development Goals (SDGs). Project developers and other stakeholders need to independently assess the performance of these systems: how well they meet their aims to successfully deliver multiple benefits and objectives. This article describes a step undertaken by the EnergyREV Research Consortium in developing a standardised Multi-Criteria Assessment (MCA) tool—specifically a discrete choice experiment (DCE) to determine the weighting of key performance indicators (KPIs). The MCA tool will use a technology-agnostic framework to assess SLES projects, track system performance and monitor benefit realisation. In order to understand the perceived relative importance of KPIs across different stakeholders, seven DCEs were conducted via online surveys (using 1000minds software). The main survey (with 234 responses) revealed that Environment was considered the most important criterion, with a mean weight of 21.6%. This was followed by People and Living (18.9%), Technical Performance (17.8%) and Data Management (14.7%), with Business and Economics and Governance ranked the least important (13.9% and 13.1%, respectively). These results are applied as weightings to calculate overall scores in the EnergyREV MCA-SLES tool

The nuclear energy density functional formalism

The present document focuses on the theoretical foundations of the nuclear energy density functional (EDF) method. As such, it does not aim at reviewing the status of the field, at covering all possible ramifications of the approach or at presenting recent achievements and applications. The objective is to provide a modern account of the nuclear EDF formalism that is at variance with traditional presentations that rely, at one point or another, on a {\it Hamiltonian-based} picture. The latter is not general enough to encompass what the nuclear EDF method represents as of today. Specifically, the traditional Hamiltonian-based picture does not allow one to grasp the difficulties associated with the fact that currently available parametrizations of the energy kernel $E[g',g]$ at play in the method do not derive from a genuine Hamilton operator, would the latter be effective. The method is formulated from the outset through the most general multi-reference, i.e. beyond mean-field, implementation such that the single-reference, i.e. "mean-field", derives as a particular case. As such, a key point of the presentation provided here is to demonstrate that the multi-reference EDF method can indeed be formulated in a {\it mathematically} meaningful fashion even if $E[g',g]$ does {\it not} derive from a genuine Hamilton operator. In particular, the restoration of symmetries can be entirely formulated without making {\it any} reference to a projected state, i.e. within a genuine EDF framework. However, and as is illustrated in the present document, a mathematically meaningful formulation does not guarantee that the formalism is sound from a {\it physical} standpoint. The price at which the latter can be enforced as well in the future is eventually alluded to.Comment: 64 pages, 8 figures, submitted to Euroschool Lecture Notes in Physics Vol.IV, Christoph Scheidenberger and Marek Pfutzner editor