Superconductivity from Undressing

Photoemission experiments in high $T_c$ cuprates indicate that quasiparticles are heavily 'dressed' in the normal state, particularly in the low doping regime. Furthermore these experiments show that a gradual undressing occurs both in the normal state as the system is doped and the carrier concentration increases, as well as at fixed carrier concentration as the temperature is lowered and the system becomes superconducting. A similar picture can be inferred from optical experiments. It is argued that these experiments can be simply understood with the single assumption that the quasiparticle dressing is a function of the local carrier concentration. Microscopic Hamiltonians describing this physics are discussed. The undressing process manifests itself in both the one-particle and two-particle Green's functions, hence leads to observable consequences in photoemission and optical experiments respectively. An essential consequence of this phenomenology is that the microscopic Hamiltonians describing it break electron-hole symmetry: these Hamiltonians predict that superconductivity will only occur for carriers with hole-like character, as proposed in the theory of hole superconductivity

Towards an understanding of hole superconductivity

From the very beginning K. Alex M\"uller emphasized that the materials he and George Bednorz discovered in 1986 were $hole$ superconductors. Here I would like to share with him and others what I believe to be $the$ key reason for why high $T_c$ cuprates as well as all other superconductors are hole superconductors, which I only came to understand a few months ago. This paper is dedicated to Alex M\"uller on the occasion of his 90th birthday.Comment: Dedicated to Alex M\"uller on the Occasion of his 90th Birthday. arXiv admin note: text overlap with arXiv:1703.0977

Quasiparticle undressing in a dynamic Hubbard model: exact diagonalization study

Dynamic Hubbard models have been proposed as extensions of the conventional Hubbard model to describe the orbital relaxation that occurs upon double occupancy of an atomic orbital. These models give rise to pairing of holes and superconductivity in certain parameter ranges. Here we explore the changes in carrier effective mass and quasiparticle weight and in one- and two-particle spectral functions that occur in a dynamic Hubbard model upon pairing, by exact diagonalization of small systems. It is found that pairing is associated with lowering of effective mass and increase of quasiparticle weight, manifested in transfer of spectral weight from high to low frequencies in one- and two-particle spectral functions. This 'undressing' phenomenology resembles observations in transport, photoemission and optical experiments in high T_c cuprates. This behavior is contrasted with that of a conventional electron-hole symmetric Holstein-like model with attractive on-site interaction, where pairing is associated with 'dressing' instead of 'undressing'

Superconductivity from Undressing. II. Single Particle Green's Function and Photoemission in Cuprates

Experimental evidence indicates that the superconducting transition in high $T_c$ cuprates is an 'undressing' transition. Microscopic mechanisms giving rise to this physics were discussed in the first paper of this series. Here we discuss the calculation of the single particle Green's function and spectral function for Hamiltonians describing undressing transitions in the normal and superconducting states. A single parameter, $\Upsilon$, describes the strength of the undressing process and drives the transition to superconductivity. In the normal state, the spectral function evolves from predominantly incoherent to partly coherent as the hole concentration increases. In the superconducting state, the 'normal' Green's function acquires a contribution from the anomalous Green's function when $\Upsilon$ is non-zero; the resulting contribution to the spectral function is $positive$ for hole extraction and $negative$ for hole injection. It is proposed that these results explain the observation of sharp quasiparticle states in the superconducting state of cuprates along the $(\pi,0)$ direction and their absence along the $(\pi,\pi)$ direction.Comment: figures have been condensed in fewer pages for easier readin

Optical sum rule violation, superfluid weight and condensation energy in the cuprates

The model of hole superconductivity predicts that the superfluid weight in the zero-frequency $\delta$-function in the optical conductivity has an anomalous contribution from high frequencies, due to lowering of the system's kinetic energy upon entering the superconducting state. The lowering of kinetic energy, mainly in-plane in origin, accounts for both the condensation energy of the superconductor as well as an increased potential energy due to larger Coulomb repulsion in the paired state. It leads to an apparent violation of the conductivity sum rule, which in the clean limit we predict to be substantially larger for in-plane than for c-axis conductivity. However, because cuprates are in the dirty limit for c-axis transport, the sum rule violation is found to be greatly enhanced in the c-direction. The model predicts the sum rule violation to be largest in the underdoped regime and to decrease with doping, more rapidly in the c-direction that in the plane. So far, experiments have detected sum rule violation in c-axis transport in several cuprates, as well as a decrease and disappearance of this violation for increasing doping, but no violation in-plane. We explore the predictions of the model for a wide range of parameters, both in the absence and in the presence of disorder, and the relation with current experimental knowledge.Comment: submitted to Phys.Rev.

Modelling tri-bimaximal neutrino mixing

We model tri-bimaximal lepton mixing from first principles in a way that avoids the problem of the vacuum alignment characteristic of such models. This is achieved by using a softly broken A4 symmetry realized with an isotriplet fermion, also triplet under A4. No scalar A4-triplet is introduced. This represents one possible realization of general schemes characterized by the minimal set of either three or five physical parameters. In the three parameter versions mee vanishes, while in the five parameter schemes the absolute scale of neutrino mass, although not predicted, is related to the two Majorana phases. The model realization we discuss is potentially testable at the LHC through the peculiar leptonic decay patterns of the fermionic and scalar triplets.Comment: some changing, reference adde

Electronic dynamic Hubbard model: exact diagonalization study

A model to describe electronic correlations in energy bands is considered. The model is a generalization of the conventional Hubbard model that allows for the fact that the wavefunction for two electrons occupying the same Wannier orbital is different from the product of single electron wavefunctions. We diagonalize the Hamiltonian exactly on a four-site cluster and study its properties as function of band filling. The quasiparticle weight is found to decrease and the quasiparticle effective mass to increase as the electronic band filling increases, and spectral weight in one- and two-particle spectral functions is transfered from low to high frequencies as the band filling increases. Quasiparticles at the Fermi energy are found to be more 'dressed' when the Fermi level is in the upper half of the band (hole carriers) than when it is in the lower half of the band (electron carriers). The effective interaction between carriers is found to be strongly dependent on band filling becoming less repulsive as the band filling increases, and attractive near the top of the band in certain parameter ranges. The effective interaction is most attractive when the single hole carriers are most heavily dressed, and in the parameter regime where the effective interaction is attractive, hole carriers are found to 'undress', hence become more like electrons, when they pair. It is proposed that these are generic properties of electronic energy bands in solids that reflect a fundamental electron-hole asymmetry of condensed matter. The relation of these results to the understanding of superconductivity in solids is discussed.Comment: Small changes following referee's comment

The analysis of temporal variations in regional models of the Sargasso Sea from GEOS-3 altimetry

The dense coverage of short pulse mode GEOS-3 altimeter data in the western North Atlantic provides a basis for studying time variations in the sea surface heights in the Sargasso Sea. Two techniques are utilized: the method of regional models, and the analysis of overlapping passes. An 88 percent correlation is obtained between the location of cyclonic eddies obtained from infrared imagery and sea surface height minima in the altimeter models. This figure drops to 59 percent in the case of correlations with maxima and minima of surface temperature fields. The analysis of overlapping passes provides a better picture of instantaneous sea state through wavelengths greater than 30 km. The variability of the Sargasso Sea through wavelengths between 150 km and 5000 km is estimated at + or - 28 cm. This value is in reasonable agreement with oceanographic estimates and is compatible with the eddy kinetic energy of a wind driven circulation