D2-brane Chern-Simons theories: F-maximization = a-maximization

We study a system of N D2-branes probing a generic Calabi-Yau three-fold singularity in the presence of a non-zero quantized Romans mass n. We argue that the low-energy effective N = 2 Chern-Simons quiver gauge theory flows to a superconformal fixed point in the IR, and construct the dual AdS_4 solution in massive IIA supergravity. We compute the free energy F of the gauge theory on S^3 using localization. In the large N limit we find F = c(nN)^{1/3}a^{2/3}, where c is a universal constant and a is the a-function of the "parent" four-dimensional N = 1 theory on N D3-branes probing the same Calabi-Yau singularity. It follows that maximizing F over the space of admissible R-symmetries is equivalent to maximizing a for this class of theories. Moreover, we show that the gauge theory result precisely matches the holographic free energy of the supergravity solution, and provide a similar matching of the VEV of a BPS Wilson loop operator.Comment: 19 pages; v2: minor correction

Four-dimensional Lens Space Index from Two-dimensional Chiral Algebra

We study the supersymmetric partition function on $S^1 \times L(r, 1)$, or the lens space index of four-dimensional $\mathcal{N}=2$ superconformal field theories and their connection to two-dimensional chiral algebras. We primarily focus on free theories as well as Argyres-Douglas theories of type $(A_1, A_k)$ and $(A_1, D_k)$. We observe that in specific limits, the lens space index is reproduced in terms of the (refined) character of an appropriately twisted module of the associated two-dimensional chiral algebra or a generalized vertex operator algebra. The particular twisted module is determined by the choice of discrete holonomies for the flavor symmetry in four-dimensions.Comment: 47 pages; v2: minor corrections, published versio

Chiral Algebra, Localization, Modularity, Surface defects, And All That

We study the 2D vertex operator algebra (VOA) construction in 4D $\mathcal{N}=2$ superconformal field theories (SCFT) on $S^3 \times S^1$, focusing both on old puzzles as well as new observations. The VOA lives on a two-torus $\mathbb{T}^2\subset S^3\times S^1$, it is $\frac12\mathbb{Z}$-graded, and this torus is equipped with the natural choice of spin structure (1,0) for the $\mathbb{Z} +\frac12$-graded operators, corresponding to the NS sector vacuum character. By analyzing the possible refinements of the Schur index that preserve the VOA, we find that it admits discrete deformations, which allow access to the remaining spin structures (1,1), (0,1) and (0,0), of which the latter two involve the inclusion of a particular surface defect. For Lagrangian theories, we perform the detailed analysis: we describe the natural supersymmetric background, perform localization, and derive the gauged symplectic boson action on a torus in any spin structure. In the absence of flavor fugacities, the 2D and 4D path integrals precisely match, including the Casimir factors. We further analyze the 2D theory: we identify its integration cycle, the two-point functions, and interpret flavor holonomies as screening charges in the VOA. Next, we make some observations about modularity; the $T$-transformation acts on our four partition functions and lifts to a large diffeomorphism on $S^3\times S^1$. More interestingly, we generalize the four partition functions on the torus to an infinite family labeled both by the spin structure and the integration cycle inside the complexified maximal torus of the gauge group. Members of this family transform into one another under the full modular group, and we confirm the recent observation that the $S$-transform of the Schur index in Lagrangian theories exhibits logarithmic behavior. Finally, we comment on how locally our background reproduces the $\Omega$-background.Comment: 100 pages, 0 tables and figure

4d N=1/2d Yang-Mills Duality in Holography

We study the supergravity dual of four-dimensional N=1 superconformal field theories arising from wrapping M5-branes on a Kähler two-cycle inside a Calabi-Yau threefold. We derive an effective three-dimensional theory living on the cobordism between the infrared and ultraviolet Riemann surfaces, describing the renormalization group flows between AdS_7 and AdS_5 as well as between different AdS_5 fixed points. The realization of this system as an effective theory is convenient to make connections to known theories, and we show that upon imposing (physical) infrared boundary conditions, the effective three-dimensional theory further reduces to two-dimensional SU(2) Yang-Mills theory on the Riemann surface

An infrared bootstrap of the Schur index with surface defects

The infrared formula relates the Schur index of a 4d N = 2 theory to its wall-crossing invariant, a.k.a. BPS monodromy. A further extension of this formula, proposed by Córdova, Gaiotto and Shao, includes contributions by various types of line and surface defects. We study BPS monodromies in the presence of vortex surface defects of arbitrary vorticity for general class SS theories of type A_1 engineered by UV curves with at least one regular puncture. The trace of these defect BPS monodromies is shown to coincide with the action of certain q-difference operators acting on the trace of the (pure) 4d BPS monodromy. We use these operators to develop a “bootstrap” (of traces) of BPS monodromies, relying only on their infrared properties, thereby reproducing the very general ultraviolet characterization of the Schur index

Romans Supergravity from Five-Dimensional Holograms

We study five-dimensional superconformal field theories and their holographic dual, matter-coupled Romans supergravity. On the one hand, some recently derived formulae allow us to extract the central charges from deformations of the supersymmetric five-sphere partition function, whose large N expansion can be computed using matrix model techniques. On the other hand, the conformal and flavor central charges can be extracted from the six-dimensional supergravity action, by carefully analyzing its embedding into type I' string theory. The results match on the two sides of the holographic duality. Our results also provide analytic evidence for the symmetry enhancement in five-dimensional superconformal field theories.Comment: 57 pages, 4 figures, 6 tables; v2: references adde