Quantum Fluctuations of a Nearly Critical Heisenberg Spin Glass

We describe the interplay of quantum and thermal fluctuations in the infinite-range Heisenberg spin glass. This model is generalized to SU(N) symmetry, and we describe the phase diagram as a function of the spin S and the temperature T. The model is solved in the large N limit and certain universal critical properties are shown to hold to all orders in 1/N. For large S, the ground state is a spin glass, but quantum effects are crucial in determining the low T thermodynamics: we find a specific heat linear in T and a local spectral density of spin excitations linear in frequency for a spin glass state which is marginally stable to fluctuations in the replicon modes. For small S, the spin-glass order is fragile, and a spin-liquid state dominates the properties over a significant range of temperatures and frequencies. We argue that the latter state may be relevant in understanding the properties of strongly-disordered transition metal and rare earth compounds.Comment: 23 pages.Revtex

Investment Dynamics: Good News Principle

We study a dynamic Cournot game with capacity accumulation under demand uncertainty, in which the investment is perfectly divisible, irreversible, and productive with a lag. We characterize equilibrium investments under closed-loop and S-adapted open-loop information structures. Contrary to what is established usually in the dynamic games literature with deterministic demand, we find that the firms may invest at a higher level in the open-loop equilibrium (which in some cases coincides with Markov perfect equilibrium) than in the closed-loop Nash equilibrium. The rankings of the investment levels obtained in the two equilibria actually depend on the initial capacities and on the degree of asymmetry between the firms. We also observe, contrary to the bad news principle of investment, that firms may invest more as demand volatility increases and they invest as if high demand (i.e., good news) will unfold in the future.Capacity Investment, Dynamic Games, S-adapted Open-Loop Equilibrium, Closed-loop Equilibrium.

Theory of Core-Level Photoemission and the X-ray Edge Singularity Across the Mott Transition

The zero temperature core-level photoemission spectrum is studied across the metal to Mott insulator transition using dynamical mean-field theory and Wilson's numerical renormalization group. An asymmetric power-law divergence is obtained in the metallic phase with an exponent alpha(U,Q)-1 which depends on the strength of both the Hubbard interaction U and the core-hole potential Q. For Q <~ U_c/2 alpha decreases with increasing U and vanishes at the transition (U -> U_c) leading to a symmetric peak in the insulating phase. For Q >~ U_c/2, alpha remains finite close to the transition, but the integrated intensity of the power-law vanishes and there is no associated peak in the insulator. The weight and position of the remaining peaks in the spectra can be understood within a molecular orbital approach.Comment: 5 pages, 6 figure

Slave-rotor mean field theories of strongly correlated systems and the Mott transition in finite dimensions

The multiorbital Hubbard model is expressed in terms of quantum phase variables (``slave rotors'') conjugate to the local charge, and of auxiliary fermions, providing an economical representation of the Hilbert space of strongly correlated systems. When the phase variables are treated in a local mean-field manner, similar results to the dynamical mean-field theory are obtained, namely a Brinkman-Rice transition at commensurate fillings together with a ``preformed'' Mott gap in the single-particle density of states. The slave- rotor formalism allows to go beyond the local description and take into account spatial correlations, following an analogy to the superfluid-insulator transition of bosonic systems. We find that the divergence of the effective mass at the metal- insulator transition is suppressed by short range magnetic correlations in finite-dimensional systems. Furthermore, the strict separation of energy scales between the Fermi- liquid coherence scale and the Mott gap found in the local picture, holds only approximately in finite dimensions, due to the existence of low-energy collective modes related to zero-sound.Comment: 16 pages, 12 figure

Heavy-fermion and spin-liquid behavior in a Kondo lattice with magnetic frustration

We study the competition between the Kondo effect and frustrating exchange interactions in a Kondo-lattice model within a large-${\cal N}$ dynamical mean-field theory. We find a T=0 phase transition between a heavy Fermi-liquid and a spin-liquid for a critical value of the exchange $J_c = T_{K}^0$, the single-impurity Kondo temperature. Close to the critical point, the Fermi liquid coherence scale $T^\star$ is strongly reduced and the effective mass strongly enhanced. The regime $T>T^\star$ is characterized by spin-liquid magnetic correlations and non-Fermi-liquid properties. It is suggested that magnetic frustration is a general mechanism which is essential to explain the large effective mass of some metallic compounds such as LiV$_2$O$_4$.Comment: 7 pages, 1 figure. Late

Spectral properties in the charge density wave phase of the half-filled Falicov-Kimball Model

We study the spectral properties of charge density wave (CDW) phase of the half-filled spinless Falicov-Kimball model within the framework of the Dynamical Mean Field Theory. We present detailed results for the spectral function in the CDW phase as function of temperature and $U$. We show how the proximity of the non-fermi liquid phase affects the CDW phase, and show that there is a region in the phase diagram where we get a CDW phase without a gap in the spectral function. This is a radical deviation from the mean-field prediction where the gap is proportional to the order parameter

Stable fractal sums of pulses: the cylindrical case

A class of α-stable, 0\textlessα\textless2, processes is obtained as a sum of ’up-and-down’ pulses determined by an appropriate Poisson random measure. Processes are H-self-affine (also frequently called ’self-similar’) with H\textless1/α and have stationary increments. Their two-dimensional dependence structure resembles that of the fractional Brownian motion (for H\textless1/2), but their sample paths are highly irregular (nowhere bounded with probability 1). Generalizations using different shapes of pulses are also discussed

Effect of Kondo resonance on optical third harmonic generation

We use the method of dynamical mean field thoery, to study the effect of Kondo resonance on optical third harmonic generation (THG) spectra of strongly correlated systems across the metal-insulator transition. We find that THG signals are proportional to the quasiparticle weight $z$ of the Kondo peak, and are precursors of Mott-Hubbard gap formation.Comment: ICM 2006 (kyoto) proceedin

Self-doping instability of the Wigner-Mott insulator

We present a theory describing the mechanism for the two-dimensional (2D) metal-insulator transition (MIT) in absence of disorder. A two-band Hubbard model is introduced, describing vacancy-interstitial pair excitations within the Wigner crystal. Kinetic energy gained by delocalizing such excitations is found to lead to an instability of the insulator to self-doping above a critical carrier concentration $n=n_c$, mapping the problem to a density-driven Mott MIT. This mechanism provides a natural microscopic picture of several puzzling experimental features, including the large effective mass enhancement, the large resistivity drop, and the large positive magneto-resistance on the metallic side of the transition. We also present a global phase diagram for the clean 2D electron gas as a function of $n$ and parallel magnetic field $B_{\shortparallel}$, which agrees well with experimental findings in ultra clean samples.Comment: 5 pages, 2 figure